Your Financial Relationships
Avantax Wealth Management®, the broker-dealer that pioneered Tax-Smart InvestingTM is our chosen partner to support our comprehensive financial planning services. They complement our knowledge with the additional technology, research and wealth management insights to help us identify opportunities to meet your financial goals.
WHAT IS A BROKER-DEALER?
Financial Professionals like us affiliate with a broker-dealer to get the support we need to help you achieve your financial goals. Avantax helps us:
- Buy and sell securities for our clients
- Maintain and monitor your accounts
- Evolve our technology offering
- Comply with regulatory bodies
WHAT INDEPENDENCE MEANS FOR OUR FIRM AND OUR CLIENTS
The Avantax independent business model gives us the freedom to recommend better financial choices for our clients without the pressure of selling proprietary products. They work with multiple industry partners who offer a wealth of investment products so we can recommend the right solutions for your unique financial situation.
OUR TECHNOLOGY SERVICES
Avantax works with National Financial Services LLC*, a Fidelity broker-dealer, to serve as the custodian to execute, clearance and settlement of transactions, custody (or safekeeping), receipt, and delivery of funds and securities, preparation and deliver account statements, and properly service your accounts (as seen on statements or other tax reporting documents).
Additionally, Avantax offers a proprietary Tax-Smart Investment Platform and access to some of the best wealth management software providers in the industry for clients we feel could benefit from advanced technology solutions.
eMoney, MoneyGuidePro® — Data aggregation - a consolidated and holistic view of client assets - and financial planning tools with access for both clients and Financial Professionals.
WealthscapeSM — A technology solution that helps Financial Professionals efficiently provide the advice and support clients need at every stage of their wealth management journey with a view of assets including balances, positions, and statements.
EnvestnetTM — A world-class technology suite to help Financial Professionals optimize their clients’ Investment Management Solutions (IMS). Envestnet offers tools for monitoring asset allocation and provides valuable intelligence and goal tracking so clients can benchmark their progress.
The comprehensive array of support and services provided by Avantax makes it possible to provide our clients with the guidance they need to help achieve their financial goals.
*Fidelity is a service provider to Avantax. There is no form of legal partnership, agency affiliation, or similar relationship between Avantax and Fidelity, nor is such a relationship created or implied by the information herein.
eMoney Advisor LLC is a Fidelity Investments company and an affiliate of Fidelity Brokerage Services LLC and National Financial Services LLC.
WealthscapeSM is a service mark of FMR LLC.
Fidelity Investments and National Financial Services (NFS) (together “Fidelity”) is a service provider to Avantax. There is no form of legal partnership, agency affiliation, or similar relationship between Avantax and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity Institutional® provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. 1008809.1.0
Avantax Wealth Management® is the holding company for the group of companies providing financial services under the Avantax® name. Securities offered through Avantax Investment ServicesSM, Member FINRA, SIPC. Investment advisory services offered through Avantax Advisory ServicesSM. Insurance services offered through licensed agents of Avantax Insurance AgencySM and Avantax Insurance ServicesSM. Not all products and services listed are offered by all firms. Products and services listed may only be offered by properly licensed individuals. 3200 Olympus Blvd, Suite 100, Dallas, TX 75019, 972-870-6000.
